Graham Daniel Medley Thomas

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stage Capital Management Limited

    FRN 742511

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Mar 2026)
    • SMF16 Compliance Oversight (since 30 Mar 2026)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 29 Apr 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 29 Apr 2020)
    • CF3 Chief Executive (18 Jul 2016 to 8 Dec 2019)
    • CF1 Director (18 Jul 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Jul 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (18 Jul 2016 to 8 Dec 2019)
  • Menhaden Capital Management LLP

    FRN 765762

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (27 Aug 2021 to 18 Jun 2025)
    • CF4 Partner (11 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (11 Aug 2017 to 8 Dec 2019)
  • LGB & CO. LIMITED (no longer approved here)

    FRN 442833

    • CF1 Director (24 Apr 2015 to 31 Mar 2017)
  • Frostrow Capital LLP (no longer approved here)

    FRN 460360

    • CF30 Customer (1 Oct 2014 to 26 Sep 2017)
  • J ROTHSCHILD CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122691

    • CF3 Chief Executive (28 Aug 2012 to 17 Dec 2013)
    • CF1 Director (19 Dec 2011 to 21 Feb 2014)
    • CF30 Customer (19 Dec 2011 to 21 Feb 2014)
  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • CF2 Non Executive Director (24 Aug 2012 to 1 Oct 2014)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (21 May 2008 to 15 Jul 2011)
    • CF29 Significant management (21 May 2008 to 15 Jul 2011)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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