Date authorised
11 August 2017
Companies House
OC400571
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Haggards Crowther
    Unit D
    19 Heathmans Road
    London
    Hammersmith And Fulham
    SW6 4TJ
    UNITED KINGDOM
    Phone
    +4402073844898
  • Complaints Contact

    Haggards Crowther
    Unit D
    19 Heathmans Road
    London
    Hammersmith And Fulham
    SW6 4TJ
    UNITED KINGDOM
    Phone
    +4402073844898

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Charles Vavalidis

    IRN ACV01017

    • CF30 Customer (11 Aug 2017 to 15 Sep 2017)
    • CF4 Partner (11 Aug 2017 to 15 Sep 2017)
  • Benjamin James Goldsmith

    IRN BJG01077

    • [FCA CF] Material risk taker (since 27 Aug 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF4 Partner (11 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (11 Aug 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Aug 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Aug 2017 to 8 Dec 2019)
  • Edward George Pybus

    IRN EGP01028

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (27 Aug 2021 to 18 Jun 2025)
    • CF4 Partner (23 Mar 2018 to 8 Dec 2019)
    • CF30 Customer (23 Mar 2018 to 8 Dec 2019)
  • Graham Daniel Medley Thomas

    IRN GDT01019

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (27 Aug 2021 to 18 Jun 2025)
    • CF30 Customer (11 Aug 2017 to 8 Dec 2019)
    • CF4 Partner (11 Aug 2017 to 8 Dec 2019)
  • Jessica Kaur

    IRN JXK01795

    • CF30 Customer (10 Apr 2018 to 3 Dec 2019)
    • CF4 Partner (10 Apr 2018 to 3 Dec 2019)
  • Luciano Roberto Suana Alves

    IRN LRS01020

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Material risk taker (27 Aug 2021 to 18 Jun 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2025)
    • CF30 Customer (11 Aug 2017 to 8 Dec 2019)
    • CF4 Partner (11 Aug 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.