LGB & CO. LIMITED

• Principal Place of Business

  Tintagel House

  92 Albert Embankment

  London

  SE1 7TY

  UNITED KINGDOM

  Phone

  +4402075189890

  Web

  https://www.lgbco.com

• Complaints Contact

  Tintagel House

  92 Albert Embankment

  London

  SE1 7TY

  UNITED KINGDOM

  Phone

  +4402075189890

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amy-Louise Mary Crofton

  IRN AMC01196

  • CF30 Customer (20 Jul 2012 to 30 Nov 2016)
• Andrew Nicholas John Hay

  IRN ANH01014

  • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
• Andrew William David Boyle

  IRN AWB01049

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (5 Oct 2017 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (21 Feb 2006 to 31 Oct 2007)
  • CF1 Director (21 Feb 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (21 Feb 2006 to 27 Jan 2014)
  • CF3 Chief Executive (21 Feb 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Feb 2006 to 31 Oct 2007)
• Angus John Grierson

  IRN AJG01374

  • SMF3 Executive Director (9 Dec 2019 to 28 Sep 2020)
  • CF1 Director (19 Jun 2015 to 8 Dec 2019)
  • CF30 Customer (5 Mar 2012 to 8 Dec 2019)
• Ben Hoskin

  IRN BXH00281

  • [FCA CF] Client dealing (3 Oct 2022 to 11 Feb 2026)
• Camilla Mann

  IRN CXM02746

  • CF30 Customer (23 Nov 2017 to 8 Dec 2019)
• Cedric Parent

  IRN CXP01210

  • SMF16 Compliance Oversight (since 1 Sep 2021)
  • SMF3 Executive Director (since 1 Sep 2021)
• Christopher Morley Stebbings

  IRN CMS01074

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
  • CF30 Customer (3 Aug 2019 to 8 Dec 2019)
• Daniel Charles Lawson

  IRN DCL01064

  • [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2022)
  • CF30 Customer (6 Sep 2018 to 8 Dec 2019)
• Duncan Robert Hunter

  IRN DRH01074

  • CF1 Director (AR) (5 Nov 2015 to 14 Sep 2018)
  • CF30 Customer (30 Sep 2015 to 14 Sep 2018)

• EQL Capital Limited (no longer appointed)

  FRN 718975 · Appointed 1 Oct 2015 · Until 24 Sep 2018

No changes recorded yet.