Andrew William David Boyle

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGB & CO. LIMITED

    FRN 442833

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (21 Feb 2006 to 31 Oct 2007)
    • CF3 Chief Executive (21 Feb 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Feb 2006 to 31 Oct 2007)
    • CF1 Director (21 Feb 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Feb 2006 to 27 Jan 2014)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 14 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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