Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Yellowstone Advisory Limited
FRN 807276
- [FCA CF] Client dealing (since 13 May 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
- CF30 Customer (3 Aug 2019 to 8 Dec 2019)
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- CF30 Customer (18 Oct 2017 to 8 Dec 2019)
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- CF30 Customer (14 Feb 2012 to 13 Jan 2016)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF21 Investment Adviser (3 Jul 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (29 Jan 2002 to 16 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.