Arkios Limited

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FRN: 207821
Date authorised: 1 April 2013
Companies House: 04249657
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

12 Hay Hill

Mayfair

London

W1J 8NR

UNITED KINGDOM

Phone

+4407515409130

Web

https://www.arkios.co.uk
Complaints Contact

12 Hay Hill

Mayfair

London

W1J 8NR

UNITED KINGDOM

Phone

+4407515409130

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Aksel Bratvedt
IRN AXB02883
- CF30 Customer (25 Nov 2011 to 10 Aug 2017)
Arianna Braghieri
IRN AXB00462
- Director of firm who is not a certification employee or a SMF manager (since 8 Mar 2021)
- [FCA CF] Significant management (since 12 Feb 2021)
Brian Joseph Loughran
IRN BJL01072
- CF30 Customer (10 Sep 2015 to 26 Jun 2019)
Charles Edward Nettlefold
IRN CEN01008
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Feb 2005 to 14 Jun 2005)
- CF10 Compliance Oversight (2 Feb 2005 to 14 Jun 2005)
- CF1 Director (22 Feb 2002 to 26 Jun 2019)
- CF8 Apportionment and Oversight (22 Feb 2002 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (22 Feb 2002 to 31 Oct 2007)
- CF3 Chief Executive (22 Feb 2002 to 26 Jun 2019)
Christopher Morley Stebbings
IRN CMS01074
- CF30 Customer (18 Oct 2017 to 8 Dec 2019)
Christopher Pascal Isbell
IRN CPI01002
- CF1 Director (AR) (1 Aug 2003 to 1 Jul 2004)
- CF13 Finance (1 Aug 2003 to 1 Jul 2004)
- CF23 Corporate Finance Adviser (1 Aug 2003 to 1 Jul 2004)
Clifford Jean-Marie Giles
IRN CJG01182
- CF1 Director (AR) (15 Jul 2019 to 13 Jul 2021)
- CF3 Chief Executive (AR) (15 Jul 2019 to 13 Jul 2021)
- CF30 Customer (1 Nov 2017 to 13 Jul 2021)
Cody Linton Cain
IRN CLC01079
- CF30 Customer (9 Mar 2009 to 30 Jun 2013)
Daniel Anderson
IRN DXA09679
- CF30 Customer (10 Jul 2019 to 30 Nov 2020)
David John Robins
IRN DJR01265
- CF3 Chief Executive (AR) (7 Aug 2008 to 17 Nov 2008)
- CF30 Customer (7 Aug 2008 to 17 Nov 2008)
- CF1 Director (AR) (7 Aug 2008 to 31 Mar 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Arkios AXJ Limited
FRN 532195 · Appointed 23 Sep 2010
Arkios CT Limited
FRN 433309 · Appointed 31 May 2005
IPO Corporate Finance Limited (no longer appointed)
FRN 789704 · Appointed 25 Sep 2017 · Until 20 Jul 2021
Cordovan Capital Management Limited (no longer appointed)
FRN 715604 · Appointed 1 Sep 2015 · Until 1 Mar 2021
Snell Bridge Limited (no longer appointed)
FRN 631323 · Appointed 2 Sep 2014 · Until 1 Dec 2015
New Hill Management Limited (no longer appointed)
FRN 540603 · Appointed 2 Feb 2012 · Until 3 Mar 2025
Bridge & York Capital Partners (no longer appointed)
FRN 565997 · Appointed 7 Oct 2011 · Until 6 Jul 2019
Blackline Advisory Services Limited (no longer appointed)
FRN 565982 · Appointed 7 Oct 2011 · Until 30 Aug 2017
Kihlstrom and Associates Advisory Services Limited (no longer appointed)
FRN 522038 · Appointed 12 Apr 2010 · Until 30 Aug 2017
Finadin Ltd (no longer appointed)
FRN 486862 · Appointed 30 Jul 2008 · Until 9 Nov 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.