Date authorised
1 April 2013
Companies House
04249657
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Hay Hill
    Mayfair
    London
    W1J 8NR
    UNITED KINGDOM
    Phone
    +4407515409130
  • Complaints Contact

    12 Hay Hill
    Mayfair
    London
    W1J 8NR
    UNITED KINGDOM
    Phone
    +4407515409130

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aksel Bratvedt

    IRN AXB02883

    • CF30 Customer (25 Nov 2011 to 10 Aug 2017)
  • Arianna Braghieri

    IRN AXB00462

    • Director of firm who is not a certification employee or a SMF manager (since 8 Mar 2021)
    • [FCA CF] Significant management (since 12 Feb 2021)
  • Brian Joseph Loughran

    IRN BJL01072

    • CF30 Customer (10 Sep 2015 to 26 Jun 2019)
  • Charles Edward Nettlefold

    IRN CEN01008

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Feb 2005 to 14 Jun 2005)
    • CF10 Compliance Oversight (2 Feb 2005 to 14 Jun 2005)
    • CF1 Director (22 Feb 2002 to 26 Jun 2019)
    • CF8 Apportionment and Oversight (22 Feb 2002 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (22 Feb 2002 to 31 Oct 2007)
    • CF3 Chief Executive (22 Feb 2002 to 26 Jun 2019)
  • Christopher Morley Stebbings

    IRN CMS01074

    • CF30 Customer (18 Oct 2017 to 8 Dec 2019)
  • Christopher Pascal Isbell

    IRN CPI01002

    • CF1 Director (AR) (1 Aug 2003 to 1 Jul 2004)
    • CF13 Finance (1 Aug 2003 to 1 Jul 2004)
    • CF23 Corporate Finance Adviser (1 Aug 2003 to 1 Jul 2004)
  • Clifford Jean-Marie Giles

    IRN CJG01182

    • CF1 Director (AR) (15 Jul 2019 to 13 Jul 2021)
    • CF3 Chief Executive (AR) (15 Jul 2019 to 13 Jul 2021)
    • CF30 Customer (1 Nov 2017 to 13 Jul 2021)
  • Cody Linton Cain

    IRN CLC01079

    • CF30 Customer (9 Mar 2009 to 30 Jun 2013)
  • Daniel Anderson

    IRN DXA09679

    • CF30 Customer (10 Jul 2019 to 30 Nov 2020)
  • David John Robins

    IRN DJR01265

    • CF3 Chief Executive (AR) (7 Aug 2008 to 17 Nov 2008)
    • CF30 Customer (7 Aug 2008 to 17 Nov 2008)
    • CF1 Director (AR) (7 Aug 2008 to 31 Mar 2010)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.