Arkios Limited

Date authorised
1 April 2013
Companies House
04249657
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Hay Hill
    Mayfair
    London
    W1J 8NR
    UNITED KINGDOM
    Phone
    +4407515409130
    Web
    https://www.arkios.co.uk

  • Complaints Contact

    12 Hay Hill
    Mayfair
    London
    W1J 8NR
    UNITED KINGDOM
    Phone
    +4407515409130

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Langton Homfray Forwood

    IRN ELF01005

    • CF1 Director (AR) (8 Aug 2003 to 1 Jul 2004)
    • CF23 Corporate Finance Adviser (8 Aug 2003 to 1 Jul 2004)
    • CF13 Finance (8 Aug 2003 to 1 Jul 2004)
  • Eric William Kihlstrom

    IRN EWK01007

    • CF1 Director (14 Nov 2011 to 10 Aug 2017)
    • CF30 Customer (22 Apr 2010 to 10 Aug 2017)
  • Gillian Margaret Dobbin

    IRN GMD01104

    • CF30 Customer (21 Sep 2017 to 30 Nov 2020)
  • Giridhar Tangedipalli Narimentla

    IRN TNG01003

    • CF30 Customer (1 Nov 2007 to 16 Jun 2008)
    • CF1 Director (AR) (2 Jun 2005 to 16 Jun 2008)
    • CF3 Chief Executive (AR) (2 Jun 2005 to 16 Jun 2008)
    • CF23 Corporate Finance Adviser (2 Jun 2005 to 31 Oct 2007)
  • Gregory Alexander Shenkman

    IRN GAS01050

    • CF30 Customer (22 Apr 2013 to 8 Dec 2019)
  • Harold James David Goodchild

    IRN HJG01018

    • CF23 Corporate Finance Adviser (5 Aug 2003 to 1 Jul 2004)
    • CF1 Director (AR) (5 Aug 2003 to 1 Jul 2004)
  • James Alexander Nimmo

    IRN JXN01135

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 Sep 2019)
    • CF3 Chief Executive (AR) (since 6 Sep 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (3 Nov 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jun 2005 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jun 2005 to 8 Dec 2019)
    • CF3 Chief Executive (AR) (14 Jun 2005 to 10 Aug 2017)
    • CF23 Corporate Finance Adviser (14 Jun 2005 to 31 Oct 2007)
    • CF1 Director (AR) (14 Jun 2005 to 10 Aug 2017)
  • James Andrew Cane

    IRN JAC01217

    • CF30 Customer (12 Jun 2008 to 27 Nov 2008)
  • James Charles Wilcox

    IRN JCW01129

    • CF2 Non Executive Director (10 May 2004 to 7 Nov 2011)
  • Johannes Petrus Gous Schutte

    IRN JPS01138

    • CF8 Apportionment and Oversight (9 May 2005 to 30 Oct 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 May 2005 to 30 Oct 2006)
    • CF1 Director (AR) (7 Jan 2003 to 30 Oct 2006)
    • CF23 Corporate Finance Adviser (7 Jan 2003 to 30 Oct 2006)
    • CF3 Chief Executive (2 Sep 2002 to 17 Oct 2002)
    • CF17 Significant Mgt (Other Business Operations) (2 Sep 2002 to 17 Oct 2002)
    • CF1 Director (2 Sep 2002 to 17 Oct 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.