Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (31 Mar 2011 to 22 May 2015)
- CF11 Money Laundering Reporting (31 Mar 2011 to 22 May 2015)
- CF30 Customer (1 Nov 2007 to 30 Jun 2018)
- CF1 Director (1 Feb 2006 to 26 Feb 2016)
- CF22 Investment Adviser (Trainee) (1 Feb 2006 to 31 Oct 2007)
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- CF23 Corporate Finance Adviser (8 Aug 2003 to 1 Jul 2004)
- CF13 Finance (8 Aug 2003 to 1 Jul 2004)
- CF1 Director (AR) (8 Aug 2003 to 1 Jul 2004)
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- (1)Employed By (8 Aug 2003 to 1 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.