Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vanneck Limited (no longer approved here)

    FRN 437348

    • CF10 Compliance Oversight (31 Mar 2011 to 22 May 2015)
    • CF11 Money Laundering Reporting (31 Mar 2011 to 22 May 2015)
    • CF30 Customer (1 Nov 2007 to 30 Jun 2018)
    • CF1 Director (1 Feb 2006 to 26 Feb 2016)
    • CF22 Investment Adviser (Trainee) (1 Feb 2006 to 31 Oct 2007)
  • Arkios Limited (no longer approved here)

    FRN 207821

    • CF23 Corporate Finance Adviser (8 Aug 2003 to 1 Jul 2004)
    • CF13 Finance (8 Aug 2003 to 1 Jul 2004)
    • CF1 Director (AR) (8 Aug 2003 to 1 Jul 2004)
  • Arkios Associates Limited (no longer approved here)

    FRN 226306

    • (1)Employed By (8 Aug 2003 to 1 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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