Vanneck Limited

• Principal Place of Business

  Little Tufton House

  3 Dean Trench Street

  London

  SW1P 3HB

  UNITED KINGDOM

  Phone

  +4402073400654

  Web

  https://www.vanneck.co.uk

• Complaints Contact

  Little Tufton House

  3 Dean Trench Street

  London

  SW1P 3HB

  UNITED KINGDOM

  Phone

  +4402073400654

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Charles Somerset

  IRN CXS01762

  • CF1 Director (13 Jul 2011 to 2 Jul 2014)
  • CF30 Customer (2 Dec 2008 to 2 Jul 2014)
• David Lyon Liddell

  IRN DLL01009

  • CF30 Customer (1 Nov 2007 to 4 Dec 2007)
  • CF28 Systems and controls (1 Nov 2007 to 4 Dec 2007)
  • CF27 Investment Management (1 Feb 2006 to 31 Oct 2007)
  • CF13 Finance (1 Feb 2006 to 31 Oct 2007)
• Dennis Stevenson

  IRN DXS00253

  • CF2 Non Executive Director (20 Jun 2007 to 28 Nov 2012)
• Edward Langton Homfray Forwood

  IRN ELF01005

  • CF11 Money Laundering Reporting (31 Mar 2011 to 22 May 2015)
  • CF10 Compliance Oversight (31 Mar 2011 to 22 May 2015)
  • CF30 Customer (1 Nov 2007 to 30 Jun 2018)
  • CF1 Director (1 Feb 2006 to 26 Feb 2016)
  • CF22 Investment Adviser (Trainee) (1 Feb 2006 to 31 Oct 2007)
• Edwina Blackford

  IRN EKR01004

  • CF30 Customer (5 Dec 2008 to 19 Sep 2011)
• Guy Raymond Cuthbert Quilter

  IRN GRQ01002

  • CF30 Customer (1 Nov 2007 to 16 Jul 2008)
  • CF27 Investment Management (14 Aug 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (14 Aug 2007 to 31 Oct 2007)
• Heneage (John) Stevenson

  IRN HJS01049

  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 16. Safeguarding and administering investments or holding client money
  • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (26 Feb 2016 to 8 Dec 2019)
  • CF1 Director (26 Feb 2016 to 8 Dec 2019)
• Isabel Fox

  IRN IXF10512

  • CF1 Director (AR) (18 Jan 2019 to 20 Jan 2021)
  • CF30 Customer (18 Jan 2019 to 20 Jan 2021)
• James John McNeil

  IRN JJM01105

  • CF1 Director (1 Feb 2006 to 1 Feb 2006)
  • CF21 Investment Adviser (1 Feb 2006 to 1 Feb 2006)
• Lomax Blois Ward

  IRN LXW10505

  • CF30 Customer (22 Jan 2019 to 20 Jan 2021)
  • CF1 Director (AR) (22 Jan 2019 to 20 Jan 2021)

• Edward Daniell

  FRN 1029149 · Appointed 27 Mar 2025

• UTR Capital Limited (no longer appointed)

  FRN 1002904 · Appointed 17 Nov 2023 · Until 1 Apr 2025

• Luminous Ventures Limited (no longer appointed)

  FRN 814674 · Appointed 24 Jul 2018 · Until 20 Jan 2021

No changes recorded yet.