Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Vanneck Limited
FRN 437348
- 17. Administrative functions in relation to managing investments
- 14. Managing investments
- 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (26 Feb 2016 to 8 Dec 2019)
- CF30 Customer (26 Feb 2016 to 8 Dec 2019)
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- CF30 Customer (10 Apr 2012 to 31 Oct 2014)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.