Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (26 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (26 Feb 2016 to 8 Dec 2019)
  • Clearbell Fund Management Limited (no longer approved here)

    FRN 478800

    • CF30 Customer (10 Apr 2012 to 31 Oct 2014)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 5 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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