Clearbell Fund Management Limited

Date authorised
1 April 2013
Companies House
06112680
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Harewood Place
    London
    W1S 1BX
    UNITED KINGDOM
    Phone
    +442074947620
    Web
    https://www.clearbell.com

  • Complaints Contact

    2 Harewood Place
    London
    W1S 1BX
    UNITED KINGDOM

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dominic Oliver Moore

    IRN DOM01006

    • [FCA CF] Significant management (9 Dec 2019 to 29 Apr 2022)
  • Heneage (John) Stevenson

    IRN HJS01049

    • CF30 Customer (10 Apr 2012 to 31 Oct 2014)
  • Joseph Bridger

    IRN JXB00423

    • [FCA CF] Significant management (9 Dec 2019 to 22 Apr 2022)
  • Manish Jayantilal Chande

    IRN MJC01535

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (18 Apr 2008 to 8 Dec 2019)
    • CF1 Director (18 Apr 2008 to 8 Dec 2019)
  • Martin Trevor Myers

    IRN MTM01050

    • CF30 Customer (18 Apr 2008 to 12 Feb 2013)
    • CF1 Director (18 Apr 2008 to 12 Feb 2013)
  • Michael Walker

    IRN MXW01249

    • CF10 Compliance Oversight (18 Apr 2008 to 31 Jul 2008)
    • CF11 Money Laundering Reporting (18 Apr 2008 to 31 Jul 2008)
  • Nicholas Anthony Berry

    IRN NAB01151

    • SMF3 Executive Director (9 Dec 2019 to 18 Nov 2022)
    • CF1 Director (9 May 2012 to 8 Dec 2019)
    • CF30 Customer (25 May 2011 to 8 Dec 2019)
  • Robert Edward Hawthorne West

    IRN REW01082

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (27 Mar 2014 to 8 Dec 2019)
    • CF30 Customer (31 May 2011 to 8 Dec 2019)
  • Robert Peter Mills

    IRN RPM01109

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (24 May 2011 to 8 Dec 2019)
  • Sally Margaret Doyle-Linden

    IRN SMD01128

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (29 Jul 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Jul 2008 to 8 Dec 2019)
    • CF1 Director (18 Apr 2008 to 8 Dec 2019)
    • CF30 Customer (18 Apr 2008 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.