James Alexander Nimmo

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arkios Limited

    FRN 207821

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF3 Chief Executive (AR) (since 6 Sep 2019)
    • CF1 Director (AR) (since 6 Sep 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (3 Nov 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Jun 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Jun 2005 to 8 Dec 2019)
    • CF3 Chief Executive (AR) (14 Jun 2005 to 10 Aug 2017)
    • CF23 Corporate Finance Adviser (14 Jun 2005 to 31 Oct 2007)
    • CF1 Director (AR) (14 Jun 2005 to 10 Aug 2017)
  • Arkios CT Limited

    FRN 433309

    • (2)Employed By (since 14 Jun 2005)
  • MTI Partnership LLP (no longer approved here)

    FRN 467158

    • CF1 Director (AR) (18 Feb 2011 to 3 Feb 2012)
    • CF30 Customer (16 Feb 2011 to 3 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Arkios CT Limited

  2. controlled function added: (2)Employed By at Arkios CT Limited