Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 1 Sep 2021)
    • SMF3 Executive Director (since 1 Sep 2021)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (12 Feb 2009 to 29 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.