Christopher James Wise

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J ROTHSCHILD CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122691

    • CF10a CASS Oversight function (1 Oct 2011 to 25 Sep 2012)
    • CF1 Director (10 Sep 2003 to 24 Nov 2011)
    • CF10 Compliance Oversight (10 Sep 2003 to 31 Dec 2006)
    • CF11 Money Laundering Reporting (10 Sep 2003 to 31 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.