Colm Brendan Walls

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Kanadevia Inova Capital Ltd

    FRN 121887

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • CF10a CASS Oversight function (25 Jun 2019 to 8 Dec 2019)
    • CF1 Director (19 Jul 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Jul 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jul 2018 to 8 Dec 2019)
    • CF28 Systems and controls (19 Jul 2018 to 8 Dec 2019)
  • J ROTHSCHILD CAPITAL MANAGEMENT LIMITED (no longer approved here)

    FRN 122691

    • CF1 Director (12 Mar 2008 to 31 Mar 2010)
  • Banco do Brasil SA (no longer approved here)

    FRN 204612

    • CF10 Compliance Oversight (2 Apr 2004 to 30 Jun 2005)
    • CF11 Money Laundering Reporting (2 Apr 2004 to 30 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.