Date authorised
1 April 2013
Companies House
01583260
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    123 Pall Mall
    London
    SW1Y 5EA
    UNITED KINGDOM
    Phone
    +4402070643300
  • Complaints Contact

    123 Pall Mall
    London
    SW1Y 5EA
    UNITED KINGDOM
    Phone
    +4402070643300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Johnston Todhunter

    IRN AXT00309

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Alfred Merton Vinton

    IRN AMV01011

    • CF30 Customer (1 Nov 2007 to 15 Feb 2008)
    • CF1 Director (10 Jul 2006 to 15 Feb 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Andrew Williamson

    IRN AJW00171

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF27 Investment Management (12 Nov 2004 to 31 Oct 2007)
  • Antony Patrick Joy Fraser

    IRN APF01021

    • CF30 Customer (1 Nov 2007 to 20 Aug 2009)
    • CF1 Director (10 Nov 2006 to 20 Aug 2009)
    • CF27 Investment Management (10 Nov 2006 to 31 Oct 2007)
  • Bassel Chahine

    IRN BXC00440

    • [FCA CF] Client dealing (since 18 Jun 2025)
  • Charles Henry Oliver St John

    IRN CHS01061

    • CF27 Investment Management (1 Dec 2001 to 24 Oct 2005)
  • Colm Brendan Walls

    IRN CXW01198

    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10a CASS Oversight function (25 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Jul 2018 to 8 Dec 2019)
    • CF1 Director (19 Jul 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jul 2018 to 8 Dec 2019)
    • CF28 Systems and controls (19 Jul 2018 to 8 Dec 2019)
  • David John Maslen

    IRN DJM01269

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • David Warwick Symondson

    IRN DWS01070

    • CF30 Customer (1 Nov 2007 to 3 Nov 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • David William Eades

    IRN DXE00117

    • [FCA CF] Client dealing (9 Dec 2019 to 7 Jan 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.