Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brooklands Fund Management Limited
FRN 757575
- [FCA CF] Client dealing (since 23 Oct 2025)
- CF30 Customer (since 6 Mar 2025)
- CF1 Director (AR) (since 6 Mar 2025)
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Buttermere Capital Limited
FRN 810521
- Employed By (since 6 Mar 2025)
- Employed By (11 Jun 2018 to 28 Feb 2025)
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- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
- CF30 Customer (11 Jun 2018 to 28 Feb 2025)
- CF1 Director (AR) (11 Jun 2018 to 28 Feb 2025)
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- CF1 Director (AR) (11 Jun 2018 to 30 Jun 2019)
- CF30 Customer (11 Jun 2018 to 30 Jun 2019)
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- CF4 Partner (19 Jan 2010 to 31 Mar 2019)
- CF30 Customer (19 Jan 2010 to 31 Mar 2019)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF27 Investment Management (12 Nov 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.