Date authorised
1 April 2013
Companies House
01583260
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    123 Pall Mall
    London
    SW1Y 5EA
    UNITED KINGDOM
    Phone
    +4402070643300
  • Complaints Contact

    123 Pall Mall
    London
    SW1Y 5EA
    UNITED KINGDOM
    Phone
    +4402070643300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ewan Giles Paul Gorford

    IRN EXG00248

    • [FCA CF] Client dealing (16 Jul 2024 to 18 Jun 2025)
  • Georgina Corcoran Parker

    IRN GXP00425

    • [FCA CF] Client dealing (since 18 Jun 2025)
  • Graham Andrew Mackenzie

    IRN GXM00356

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Hilda Hilda

    IRN HXH01324

    • CF29 Significant management (4 Jul 2014 to 14 Aug 2015)
  • Hugh Anthony Lewis Holland Mumford

    IRN HAM01026

    • CF30 Customer (1 Nov 2007 to 3 Nov 2009)
    • CF3 Chief Executive (1 Dec 2001 to 10 Nov 2006)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 15 Feb 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 10 Nov 2006)
  • Jeremy George Thomas Young

    IRN JGY00013

    • CF1 Director (6 Oct 2017 to 20 Jun 2018)
    • CF28 Systems and controls (3 Sep 2015 to 20 Jun 2018)
    • CF11 Money Laundering Reporting (3 Sep 2015 to 20 Jun 2018)
    • CF10a CASS Oversight function (3 Sep 2015 to 20 Jun 2018)
    • CF10 Compliance Oversight (3 Sep 2015 to 20 Jun 2018)
  • John Michael Kutner

    IRN JMK01150

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF29 Significant management (23 Sep 2015 to 8 Dec 2019)
  • Jonas Per Jonhede

    IRN JPJ01019

    • CF30 Customer (10 Nov 2009 to 24 Jan 2011)
  • Jonathan Mark Cole

    IRN CXJ01097

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2025)
    • CF30 Customer (17 Sep 2015 to 8 Dec 2019)
  • Judith Anne MacKenzie

    IRN JAM01219

    • CF30 Customer (1 Nov 2007 to 21 Aug 2009)
    • CF27 Investment Management (26 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.