Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Downing LLP
FRN 545025
- [FCA CF] Client dealing (since 5 Aug 2024)
- [FCA CF] Material risk taker (since 27 Feb 2024)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (10 Nov 2015 to 8 Dec 2019)
- CF30 Customer (17 Jun 2011 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 21 Aug 2009)
- CF27 Investment Management (26 Sep 2007 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 31 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.