Date authorised
1 April 2013
Companies House
01583260
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    123 Pall Mall
    London
    SW1Y 5EA
    UNITED KINGDOM
    Phone
    +4402070643300
  • Complaints Contact

    123 Pall Mall
    London
    SW1Y 5EA
    UNITED KINGDOM
    Phone
    +4402070643300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julia Safiullina

    IRN JXS00746

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2025)
  • Julian David Knott

    IRN JDK01039

    • CF27 Investment Management (1 Dec 2001 to 24 Oct 2005)
  • Keith Carr

    IRN KXC00442

    • SMF9 Chair of the Governing Body (since 17 Jan 2025)
  • Mark Alexander Whitehead

    IRN MXW00445

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Mark William Speeks

    IRN MWS01067

    • CF30 Customer (1 Nov 2007 to 9 Jun 2011)
    • CF10 Compliance Oversight (16 Nov 2006 to 9 Jun 2011)
    • CF11 Money Laundering Reporting (16 Nov 2006 to 9 Jun 2011)
    • CF1 Director (16 Nov 2006 to 9 Jun 2011)
    • CF27 Investment Management (16 Mar 2005 to 31 Oct 2007)
  • Maximilian von Arnim

    IRN MXV01081

    • CF30 Customer (13 Nov 2009 to 24 Jan 2011)
  • Michael Brian Dunn

    IRN MBD01033

    • CF3 Chief Executive (10 Jun 2014 to 24 Oct 2019)
    • CF30 Customer (6 Sep 2011 to 24 Oct 2019)
    • CF1 Director (6 Sep 2011 to 24 Oct 2019)
  • Michael David George

    IRN MDG01057

    • CF1 Director (16 Mar 2004 to 7 Jun 2006)
    • CF27 Investment Management (1 Dec 2001 to 7 Jun 2006)
  • Michael Joseph Nicholas Kennedy

    IRN MJK01114

    • CF30 Customer (1 Nov 2007 to 26 Sep 2011)
    • CF27 Investment Management (8 May 2007 to 31 Oct 2007)
  • Michael Philippe Francis Leclerc

    IRN MXL00489

    • [FCA CF] Client dealing (since 29 Nov 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.