Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (6 Aug 2013 to 26 Nov 2014)
    • CF11 Money Laundering Reporting (6 Aug 2013 to 26 Nov 2014)
    • CF3 Chief Executive (18 Jul 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (25 Jan 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Jan 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)
    • CF27 Investment Management (25 Jan 2007 to 31 Oct 2007)
  • Kanadevia Inova Capital Ltd (no longer approved here)

    FRN 121887

    • CF1 Director (16 Mar 2004 to 7 Jun 2006)
    • CF27 Investment Management (1 Dec 2001 to 7 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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