Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (6 Jun 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 9 Jun 2011)
- CF1 Director (16 Nov 2006 to 9 Jun 2011)
- CF10 Compliance Oversight (16 Nov 2006 to 9 Jun 2011)
- CF11 Money Laundering Reporting (16 Nov 2006 to 9 Jun 2011)
- CF27 Investment Management (16 Mar 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.