Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MARCHANT MC LTD

    FRN 1023905

    • [FCA CF] Client dealing (since 30 Jul 2025)
    • SMF16 Compliance Oversight (since 15 May 2025)
    • SMF3 Executive Director (since 15 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 May 2025)
  • Franklin Templeton Investment Management Limited (no longer approved here)

    FRN 121779

    • [FCA CF] Client dealing (22 Oct 2021 to 22 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 24 Nov 2022)
    • CF1 Director (9 Mar 2018 to 8 Dec 2019)
  • Kanadevia Inova Capital Ltd (no longer approved here)

    FRN 121887

    • CF1 Director (6 Oct 2017 to 20 Jun 2018)
    • CF10 Compliance Oversight (3 Sep 2015 to 20 Jun 2018)
    • CF11 Money Laundering Reporting (3 Sep 2015 to 20 Jun 2018)
    • CF28 Systems and controls (3 Sep 2015 to 20 Jun 2018)
    • CF10a CASS Oversight function (3 Sep 2015 to 20 Jun 2018)

Recent activity

Updates to this individual's record on the FCA register.

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