Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MARCHANT MC LTD
FRN 1023905
- [FCA CF] Client dealing (since 30 Jul 2025)
- SMF16 Compliance Oversight (since 15 May 2025)
- SMF3 Executive Director (since 15 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 May 2025)
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- [FCA CF] Client dealing (22 Oct 2021 to 22 Dec 2023)
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- SMF3 Executive Director (9 Dec 2019 to 24 Nov 2022)
- CF1 Director (9 Mar 2018 to 8 Dec 2019)
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- CF1 Director (6 Oct 2017 to 20 Jun 2018)
- CF10 Compliance Oversight (3 Sep 2015 to 20 Jun 2018)
- CF11 Money Laundering Reporting (3 Sep 2015 to 20 Jun 2018)
- CF28 Systems and controls (3 Sep 2015 to 20 Jun 2018)
- CF10a CASS Oversight function (3 Sep 2015 to 20 Jun 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.