Windmill Hill Asset Management Limited

• Principal Place of Business

  Windmill Hill Asset Management

  Windmill Hill

  Silk Street

  Waddesdon

  Aylesbury

  Buckinghamshire

  HP18 0JZ

  UNITED KINGDOM

  Phone

  +442038153100

• Complaints Contact

  Windmill Hill Asset Management

  Windmill Hill

  Silk Street

  Waddesdon

  Aylesbury

  Buckinghamshire

  HP18 0JZ

  UNITED KINGDOM

  Phone

  +442038153062

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to sub-underwriting on behalf of a customer and in carrying on such activities to the specified investment type "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "right to or interest in investments - security", (when the latter is associated with these specified investments).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• David John Vickers

  IRN DJV01027

  • SMF3 Executive Director (since 27 Feb 2025)
  • [FCA CF] Client dealing (since 10 Feb 2025)
  • [FCA CF] Material risk taker (since 10 Feb 2025)
• Davide Boglietti

  IRN DXB01412

  • CF30 Customer (18 Apr 2016 to 30 Mar 2018)
• Denis Graham Raeburn

  IRN DGR01076

  • CF2 Non Executive Director (29 May 2013 to 31 Dec 2016)
• Diane Seymour-Williams

  IRN DXS01265

  • CF21 Investment Adviser (26 Jun 2006 to 12 Jan 2007)
• Eli Sean Muraidekh

  IRN EJM01041

  • CF1 Director (8 Aug 2013 to 8 May 2014)
  • CF30 Customer (1 Dec 2009 to 8 May 2014)
• Elizabeth Critchley

  IRN EXG01086

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Jun 2025)
  • CF2 Non Executive Director (13 Aug 2019 to 8 Dec 2019)
• Fabia Bromovsky

  IRN FXB01410

  • CF1 Director (AR) (7 Nov 2014 to 31 Dec 2020)
• Hannah Mary Rothschild

  IRN HMR01044

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • CF2 Non Executive Director (20 Jun 2013 to 8 Dec 2019)
• Howard Terence Stanton

  IRN HTS01008

  • CF1 Director (5 Nov 2002 to 24 Oct 2003)
• Ian Goodwin

  IRN IXG01039

  • CF10 Compliance Oversight (3 May 2007 to 30 Apr 2009)
  • CF11 Money Laundering Reporting (3 May 2007 to 30 Apr 2009)
  • CF8 Apportionment and Oversight (16 Aug 2006 to 31 Oct 2007)
  • CF3 Chief Executive (16 Aug 2006 to 30 Apr 2009)
  • CF1 Director (18 May 2006 to 30 Apr 2009)

• J Rothschild Services Limited

  FRN 593084 · Appointed 18 Dec 2012

No changes recorded yet.