Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Windmill Hill Asset Management Limited
FRN 186883
- SMF3 Executive Director (since 27 Feb 2025)
- [FCA CF] Material risk taker (since 10 Feb 2025)
- [FCA CF] Client dealing (since 10 Feb 2025)
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- (59)SMF3 Executive Director (9 Dec 2020 to 31 Jan 2025)
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- CF30 Customer (3 Jan 2014 to 8 Dec 2019)
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- CF4 Partner (1 Jun 2012 to 8 Nov 2013)
- CF30 Customer (2 Jan 2008 to 8 Nov 2013)
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- CF27 Investment Management (6 Jan 2006 to 24 Jul 2007)
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- CF21 Investment Adviser (15 Sep 2004 to 21 Oct 2005)
- CF27 Investment Management (15 Sep 2004 to 21 Oct 2005)
- CF22 Investment Adviser (Trainee) (13 Jun 2002 to 15 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (59)SMF3 Executive Director at Brunel Pension Partnership Limited