Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (3 May 2007 to 30 Apr 2009)
- CF10 Compliance Oversight (3 May 2007 to 30 Apr 2009)
- CF3 Chief Executive (16 Aug 2006 to 30 Apr 2009)
- CF8 Apportionment and Oversight (16 Aug 2006 to 31 Oct 2007)
- CF1 Director (18 May 2006 to 30 Apr 2009)
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- CF13 Finance (16 May 2003 to 21 Sep 2004)
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- (11)CF13 Finance (16 May 2003 to 21 Sep 2004)
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- CF1 Director (27 Nov 2002 to 20 Dec 2002)
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- CF1 Director (1 Dec 2001 to 31 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (11)CF13 Finance at Nippon Life Schroders Asset Management Europe Limited