Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Windmill Hill Asset Management Limited
FRN 186883
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (4 Mar 2013 to 31 Mar 2026)
- CF1 Director (13 Apr 2007 to 29 Feb 2016)
- CF21 Investment Adviser (25 Aug 2004 to 31 Oct 2007)
- CF27 Investment Management (25 Aug 2004 to 31 Oct 2007)
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J Rothschild Services Limited
FRN 593084
- (3)Employed By (since 4 Feb 2013)
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- CF1 Director (1 Dec 2001 to 1 Aug 2003)
- CF27 Investment Management (1 Dec 2001 to 1 Aug 2003)
- CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.