Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2021)
    • CF30 Customer (10 Feb 2011 to 8 Dec 2019)
  • Windmill Hill Asset Management Limited (no longer approved here)

    FRN 186883

    • CF21 Investment Adviser (20 Jul 2006 to 12 Jan 2007)
    • CF27 Investment Management (20 Jul 2006 to 12 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.