Wealthify Limited

Date authorised
12 October 2015
Companies House
09034828
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wealthify
    Tec Marina
    Terra Nova Way
    Penarth
    Vale Of Glamorgan
    CF64 1SA
    UNITED KINGDOM
    Phone
    +4408008021800
    Web
    https://www.wealthify.com

  • Complaints Contact

    Wealthify
    Tec Marina
    Terra Nova Way
    Penarth
    Vale Of Glamorgan
    CF64 1SA
    UNITED KINGDOM
    Phone
    +448008021800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Frederick Swiffen Rogers

    IRN DFR01016

    • SMF3 Executive Director (9 Dec 2019 to 11 Feb 2020)
    • CF1 Director (12 Feb 2018 to 8 Dec 2019)
  • David Semmens

    IRN DJS01467

    • [FCA CF] Functions requiring qualifications (4 Feb 2021 to 13 May 2022)
    • [FCA CF] Client dealing (4 Feb 2021 to 13 May 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 13 May 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 13 May 2022)
    • CF30 Customer (11 Jun 2018 to 8 Dec 2019)
  • Gareth Gainer

    IRN GXG00116

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 24 Nov 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 24 Nov 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 24 Nov 2023)
  • Gregory Steel

    IRN GJS01206

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (8 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Oct 2019 to 8 Dec 2019)
  • Joanne Marie Phillips

    IRN JXP00703

    • SMF9 Chair of the Governing Body (8 Apr 2024 to 3 Oct 2025)
  • Justin Fahy

    IRN JXF00476

    • CF1 Director (AR) (since 20 Oct 2025)
    • CF30 Customer (since 16 Feb 2023)
  • King Yiu Kwok

    IRN KYK01000

    • 14. Managing investments
    • [FCA CF] Significant management (since 5 Jun 2025)
    • [FCA CF] Client dealing (since 5 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 5 Jun 2025)
    • [FCA CF] Material risk taker (since 5 Jun 2025)
  • Layth Saadi

    IRN LXS08535

    • CF30 Customer (21 Nov 2018 to 8 Dec 2019)
  • Lindsey Rix-Broom

    IRN LXM01731

    • SMF3 Executive Director (9 Dec 2019 to 11 Feb 2020)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 14 Apr 2021)
    • CF1 Director (12 Feb 2018 to 8 Dec 2019)
  • Lucille Bellec

    IRN LXB00524

    • [FCA CF] Significant management (20 Dec 2022 to 28 Jan 2025)
    • [FCA CF] Material risk taker (20 Dec 2022 to 28 Jan 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.