King Yiu Kwok

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wealthify Limited
FRN 662530
- 14. Managing investments
- [FCA CF] Client dealing (since 5 Jun 2025)
- [FCA CF] Significant management (since 5 Jun 2025)
- [FCA CF] Material risk taker (since 5 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 5 Jun 2025)
Rathbones Investment Management Limited (no longer approved here)
FRN 116316
- [FCA CF] Client dealing (16 Oct 2024 to 31 Dec 2024)
- [FCA CF] Functions requiring qualifications (16 Oct 2024 to 31 Dec 2024)
W1M Wealth Management Limited (no longer approved here)
FRN 120776
- CF30 Customer (13 Nov 2017 to 11 Jan 2019)
W1M Asset Management Limited (no longer approved here)
FRN 143286
- CF30 Customer (13 Nov 2017 to 11 Jan 2019)
SCHRODER & CO. LIMITED (no longer approved here)
FRN 144206
- CF30 Customer (4 Mar 2014 to 6 Mar 2016)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF30 Customer (18 Nov 2010 to 3 Aug 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.