Wealthify Limited

Date authorised
12 October 2015
Companies House
09034828
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wealthify
    Tec Marina
    Terra Nova Way
    Penarth
    Vale Of Glamorgan
    CF64 1SA
    UNITED KINGDOM
    Phone
    +4408008021800
    Web
    https://www.wealthify.com

  • Complaints Contact

    Wealthify
    Tec Marina
    Terra Nova Way
    Penarth
    Vale Of Glamorgan
    CF64 1SA
    UNITED KINGDOM
    Phone
    +448008021800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Ashford

    IRN MXA03665

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF1 Director (1 Mar 2016 to 8 Dec 2019)
  • Michelle Pearce-Burke

    IRN MAP01316

    • SMF3 Executive Director (9 Dec 2019 to 14 Feb 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Feb 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Feb 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Feb 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Feb 2025)
    • CF30 Customer (12 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Oct 2015 to 23 May 2017)
    • CF1 Director (12 Oct 2015 to 8 Dec 2019)
  • Nathalie Oestmann

    IRN NXO00103

    • Director of firm who is not a certification employee or a SMF manager (since 7 Oct 2024)
  • Richard Ambrose

    IRN RXA00525

    • SMF1 Chief Executive (since 26 Nov 2024)
  • Richard Byron Theodossiades

    IRN RBT01025

    • SMF3 Executive Director (9 Dec 2019 to 4 Jun 2020)
    • CF1 Director (12 Oct 2015 to 8 Dec 2019)
  • Richard Patrick Avery-Wright

    IRN RPA01018

    • SMF3 Executive Director (9 Dec 2019 to 17 Nov 2020)
    • CF1 Director (12 Oct 2015 to 8 Dec 2019)
  • Robert Palfrey

    IRN RXP87367

    • [FCA CF] CASS oversight function (since 15 Jul 2024)
  • Romail Earnest

    IRN RXE00227

    • [FCA CF] Material risk taker (since 17 Apr 2026)
    • [FCA CF] Significant management (since 17 Apr 2026)
  • Sally Allan

    IRN SXA00333

    • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2025)
  • Sarah Maher

    IRN SLS01097

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.