Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (9 Dec 2019 to 14 Feb 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 4 Feb 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Feb 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 14 Feb 2025)
- SMF3 Executive Director (9 Dec 2019 to 14 Feb 2025)
- CF11 Money Laundering Reporting (12 Oct 2015 to 23 May 2017)
- CF30 Customer (12 Oct 2015 to 8 Dec 2019)
- CF1 Director (12 Oct 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.