Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wealthify Limited
FRN 662530
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF10 Compliance Oversight (8 Oct 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (8 Oct 2019 to 8 Dec 2019)
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- CF10 Compliance Oversight (16 Jan 2018 to 4 Oct 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.