Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF10 Compliance Oversight (8 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Oct 2019 to 8 Dec 2019)
  • INSPOP.COM LIMITED (no longer approved here)

    FRN 310635

    • CF10 Compliance Oversight (16 Jan 2018 to 4 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.