WEALTH SOLUTIONS (UK) LTD

• Principal Place of Business

  15 Frederick Road

  Edgbaston

  Birmingham

  B15 1JD

  UNITED KINGDOM

  Phone

  +4401214465815

  Web

  https://www.amberriver.com/midlands

• Complaints Contact

  15 Frederick Road

  Edgbaston

  Birmingham

  B15 1JD

  UNITED KINGDOM

  Phone

  +4401214465815

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Eugene Richard Didora

  IRN ERD00001

  • [FCA CF] Functions requiring qualifications (21 May 2021 to 29 Jul 2022)
  • [FCA CF] Client dealing (21 May 2021 to 29 Jul 2022)
• Frank Arthur Langley

  IRN FAL00002

  • CF30 Customer (27 Aug 2013 to 7 Nov 2017)
• Gareth Owain Morris

  IRN GOM00007

  • [FCA CF] Manager of certification employee (since 25 Mar 2025)
• Gary John Kershaw

  IRN GJK01042

  • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
• Ian Christopher Shrimplin

  IRN ICS01053

  • [FCA CF] Client dealing (8 Jan 2024 to 1 May 2025)
  • [FCA CF] Functions requiring qualifications (8 Jan 2024 to 1 May 2025)
• Ian John MacVarish

  IRN IJM01093

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 1 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
• Ian Sherwood

  IRN IXS00312

  • [FCA CF] Manager of certification employee (21 Mar 2025 to 16 Jan 2026)
• James Robert Preston

  IRN JXP00672

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 7 Sep 2022)
  • [FCA CF] Functions requiring qualifications (since 7 Sep 2022)
• Keith Anthony Laurent

  IRN KAL01046

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 24 Apr 2025)
  • [FCA CF] Client dealing (since 24 Apr 2025)
• Kelly Russell

  IRN KXT01261

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 18 Sep 2020)
  • [FCA CF] Client dealing (since 18 Sep 2020)

• ERD (Financial Solutions) Limited (no longer appointed)

  FRN 950822 · Appointed 11 May 2021 · Until 29 Jul 2022

• ASD Independent Financial Advisors Limited (no longer appointed)

  FRN 847881 · Appointed 9 Sep 2019 · Until 19 Feb 2021

• Brannan Phillips Independent Financial Advisers Limited (no longer appointed)

  FRN 847849 · Appointed 6 Sep 2019 · Until 24 Feb 2021

• Kingsley Wealth Solutions Limited (no longer appointed)

  FRN 799309 · Appointed 23 Jan 2018 · Until 29 Jul 2022

• SOUTHALL HARRIES FINANCIAL SERVICES LTD (no longer appointed)

  FRN 565369 · Appointed 27 Sep 2011 · Until 9 Feb 2021

No changes recorded yet.