Keith Anthony Laurent

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WEALTH SOLUTIONS (UK) LTD

    FRN 478217

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Apr 2025)
    • [FCA CF] Client dealing (since 24 Apr 2025)
  • Laurent Wealth Management Limited

    FRN 815728

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Jun 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Jun 2025)
    • CF30 Customer (13 Feb 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (13 Feb 2019 to 15 Jul 2025)
    • CF1 Director (13 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 Feb 2019 to 8 Dec 2019)
  • Courtprice Limited (no longer approved here)

    FRN 118692

    • Responsible for Insurance Distribution (1 Oct 2018 to 31 May 2019)
    • Responsible for Insurance Mediation (17 Jun 2008 to 30 Sep 2018)
    • CF10 Compliance Oversight (17 Jun 2008 to 31 May 2019)
    • CF30 Customer (1 Nov 2007 to 31 May 2019)
    • CF1 Director (1 Mar 2007 to 31 May 2019)
    • CF11 Money Laundering Reporting (1 Mar 2007 to 31 May 2019)
    • CF21 Investment Adviser (23 Sep 2004 to 31 Oct 2007)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • CF21 Investment Adviser (12 May 2003 to 18 Oct 2004)
    • CF22 Investment Adviser (Trainee) (21 Jan 2002 to 12 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.