Date authorised
1 April 2013
Companies House
01843190
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Courtyard
    10 The Square
    Alvechurch
    Birmingham
    West Midlands
    B48 7LA
    UNITED KINGDOM
    Phone
    +4401214477555
  • Complaints Contact

    The Courtyard
    10 The Square
    Alvechurch
    Birmingham
    West Midlands
    B48 7LA
    UNITED KINGDOM
    Phone
    +4401214477555

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Philip Cochrane

    IRN BPC00042

    • CF10 Compliance Oversight (7 May 2003 to 8 Mar 2008)
    • CF1 Director (1 Dec 2001 to 8 Mar 2008)
  • Carole Irene Berry

    IRN CIB00007

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • David Raymond Francis Hill

    IRN DRH00045

    • CF21 Investment Adviser (1 Dec 2001 to 12 Sep 2002)
  • James Brendan Dillon

    IRN JBD00005

    • CF21 Investment Adviser (15 Oct 2002 to 10 Sep 2004)
  • Keith Anthony Laurent

    IRN KAL01046

    • Responsible for Insurance Distribution (1 Oct 2018 to 31 May 2019)
    • CF10 Compliance Oversight (17 Jun 2008 to 31 May 2019)
    • Responsible for Insurance Mediation (17 Jun 2008 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 31 May 2019)
    • CF11 Money Laundering Reporting (1 Mar 2007 to 31 May 2019)
    • CF1 Director (1 Mar 2007 to 31 May 2019)
    • CF21 Investment Adviser (23 Sep 2004 to 31 Oct 2007)
  • Ronald Thomas Berry

    IRN RTB00026

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (17 Jun 2008 to 24 Oct 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 24 Oct 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.