WEALTH SOLUTIONS (UK) LTD

• Principal Place of Business

  15 Frederick Road

  Edgbaston

  Birmingham

  B15 1JD

  UNITED KINGDOM

  Phone

  +4401214465815

  Web

  https://www.amberriver.com/midlands

• Complaints Contact

  15 Frederick Road

  Edgbaston

  Birmingham

  B15 1JD

  UNITED KINGDOM

  Phone

  +4401214465815

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lee Millard

  IRN LXM01700

  • CF1 Director (7 Sep 2017 to 25 Oct 2019)
  • CF30 Customer (26 Nov 2012 to 25 Oct 2019)
• Luke Christopher Homer

  IRN LXH84948

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 8 Nov 2024)
  • [FCA CF] Client dealing (since 8 Nov 2024)
• Marc Vaughan Harries

  IRN MVH01023

  • CF1 Director (AR) (12 Dec 2011 to 30 May 2019)
• Mark Brookes

  IRN MXB02441

  • CF30 Customer (19 Jul 2016 to 14 Jul 2017)
• Martin Gregory

  IRN MXG00855

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Jul 2025)
  • [FCA CF] Client dealing (since 15 Jul 2025)
• Matthew David Hollyhead

  IRN MDH01122

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 26 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 26 Jan 2024)
• Matthew Lee Southall

  IRN MLS01088

  • CF1 Director (AR) (28 Nov 2011 to 30 May 2019)
• Matthew Lendon

  IRN MDL01104

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2022)
  • [FCA CF] Client dealing (since 4 Jan 2022)
• Mervyn Michael Shine

  IRN MMS00011

  • CF30 Customer (19 Jun 2019 to 8 Dec 2019)
• Michael Philip James

  IRN MPJ00007

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2021)
  • CF30 Customer (2 Jul 2019 to 8 Dec 2019)

• ERD (Financial Solutions) Limited (no longer appointed)

  FRN 950822 · Appointed 11 May 2021 · Until 29 Jul 2022

• ASD Independent Financial Advisors Limited (no longer appointed)

  FRN 847881 · Appointed 9 Sep 2019 · Until 19 Feb 2021

• Brannan Phillips Independent Financial Advisers Limited (no longer appointed)

  FRN 847849 · Appointed 6 Sep 2019 · Until 24 Feb 2021

• Kingsley Wealth Solutions Limited (no longer appointed)

  FRN 799309 · Appointed 23 Jan 2018 · Until 29 Jul 2022

• SOUTHALL HARRIES FINANCIAL SERVICES LTD (no longer appointed)

  FRN 565369 · Appointed 27 Sep 2011 · Until 9 Feb 2021

No changes recorded yet.