Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WEALTH SOLUTIONS (UK) LTD
FRN 478217
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 8 Nov 2024)
- [FCA CF] Client dealing (since 8 Nov 2024)
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- [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
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- [FCA CF] Functions requiring qualifications (24 Mar 2022 to 31 Jan 2024)
- [FCA CF] Manager of certification employee (20 May 2019 to 6 Feb 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.