Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WEALTH SOLUTIONS (UK) LTD
FRN 478217
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 26 Jan 2024)
- [FCA CF] Functions requiring qualifications (since 26 Jan 2024)
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- [FCA CF] Functions requiring qualifications (31 Aug 2022 to 31 Oct 2023)
- [FCA CF] Client dealing (31 Aug 2022 to 31 Oct 2023)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 May 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF22 Investment Adviser (Trainee) (15 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.