Michael Philip James

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WEALTH SOLUTIONS (UK) LTD (no longer approved here)

    FRN 478217

    • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2021)
    • CF30 Customer (2 Jul 2019 to 8 Dec 2019)
  • Midland Financial Consultants Ltd (no longer approved here)

    FRN 188699

    • (5)Employed By (1 Dec 2001 to 7 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.