Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WEALTH SOLUTIONS (UK) LTD
FRN 478217
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 4 Jan 2022)
- [FCA CF] Client dealing (since 4 Jan 2022)
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- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 4 Jan 2022)
- CF30 Customer (4 Feb 2013 to 11 Apr 2014)
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- CF30 Customer (2 Jun 2014 to 23 Sep 2015)
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- CF30 Customer (24 Jan 2011 to 23 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.