Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2022)
    • [FCA CF] Client dealing (since 4 Jan 2022)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 4 Jan 2022)
    • CF30 Customer (4 Feb 2013 to 11 Apr 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (2 Jun 2014 to 23 Sep 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (24 Jan 2011 to 23 Nov 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.