Gary John Kershaw

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mortgages TLC Limited

    FRN 302979

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (13 May 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 May 2009 to 22 May 2015)
    • CF11 Money Laundering Reporting (13 May 2009 to 5 Mar 2018)
  • GENCIA FINANCIAL SERVICES LIMITED

    FRN 402695

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (29 Oct 2004 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (29 Oct 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Oct 2004 to 8 Dec 2019)
    • CF1 Director (29 Oct 2004 to 8 Dec 2019)
  • WEALTH SOLUTIONS (UK) LTD

    FRN 478217

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • OMNICORE INTERMEDIARY SOLUTIONS LIMITED (no longer approved here)

    FRN 309510

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Dec 2025)
    • SMF3 Executive Director (9 Dec 2019 to 17 Dec 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Dec 2025)
    • CF10 Compliance Oversight (13 Nov 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (13 Nov 2019 to 17 Dec 2025)
    • CF11 Money Laundering Reporting (13 Nov 2019 to 8 Dec 2019)
    • CF1 Director (2 Jul 2010 to 8 Dec 2019)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • CF30 Customer (10 Jun 2015 to 17 Feb 2017)
    • CF1 Director (AR) (10 Jun 2015 to 17 Feb 2017)
  • Capital Reward Plus Limited (no longer approved here)

    FRN 693806

    • Employed By (12 May 2015 to 17 Feb 2017)

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