Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
WEALTH SOLUTIONS (UK) LTD
FRN 478217
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 1 Apr 2021)
- [FCA CF] Client dealing (since 1 Apr 2021)
-
- [FCA CF] Manager of certification employee (1 Oct 2019 to 26 Feb 2021)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 29 Sep 2019)
- CF30 Customer (26 Aug 2008 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.