Ian Christopher Shrimplin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MitonOptimal Portfolio Management (UK) Limited

    FRN 770509

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 26 Aug 2025)
    • [FCA CF] Client dealing (since 26 Aug 2025)
  • LEBC Group Limited

    FRN 760755

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 7 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 7 Jun 2021)
  • WEALTH SOLUTIONS (UK) LTD (no longer approved here)

    FRN 478217

    • [FCA CF] Functions requiring qualifications (8 Jan 2024 to 1 May 2025)
    • [FCA CF] Client dealing (8 Jan 2024 to 1 May 2025)
  • TITAN WEALTH PLANNING LTD (no longer approved here)

    FRN 574458

    • [FCA CF] Client dealing (9 Aug 2023 to 22 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Aug 2023 to 22 Dec 2023)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (21 May 2020 to 7 Apr 2021)
    • [FCA CF] Client dealing (21 May 2020 to 7 Apr 2021)
    • CF30 Customer (11 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (21 Jun 2011 to 31 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

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