WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Share, Life Policy, Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security)
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- · Limited to packaged product administration activities.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Life Policy, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Limited to packaged product administration activities.

Senior staff personally approved by the FCA to hold their roles here.

Clive Smith
IRN CXS01631
- (28)CF28 Systems and controls (10 Aug 2016 to 3 Nov 2017)
- (29)CF1 Director (21 Feb 2014 to 3 Nov 2017)
David Brian Page
IRN DBP01034
- (34)CF1 Director (3 Oct 2005 to 9 Nov 2007)
David Hadley Edwards
IRN DHE01015
- (47)CF1 Director (26 Aug 2011 to 31 Jul 2012)
David Martyn Harvey
IRN DXH00488
- (49)[FCA CF] Functions requiring qualifications (29 Nov 2021 to 1 Apr 2023)
David Retberg
IRN DXR00231
- (78)[FCA CF] Significant management (6 May 2020 to 2 Sep 2025)
Dean Boothroyd
IRN DXB00423
- (44)[FCA CF] Manager of certification employee (4 Aug 2020 to 15 Feb 2024)
- (45)[FCA CF] Functions requiring qualifications (4 Aug 2020 to 15 Feb 2024)
Denise Jones
IRN DXJ00126
- (59)[FCA CF] Significant management (10 Dec 2020 to 14 Feb 2023)
Diane Cotton
IRN DXC02188
- (26)CF28 Systems and controls (12 Mar 2014 to 31 Jan 2016)
Duncan Robert Lowman
IRN DXL00188
- (80)[FCA CF] Significant management (10 Dec 2020 to 26 Jul 2021)
Edward Haydn James Hamilton-Russell
IRN EHH01020
- (77)[FCA CF] Significant management (24 Nov 2020 to 13 Jun 2025)

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.