WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Share, Life Policy, Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security)
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- · Limited to packaged product administration activities.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Life Policy, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Limited to packaged product administration activities.

Senior staff personally approved by the FCA to hold their roles here.

Emma Savage
IRN EXS00167
- (52)[FCA CF] Functions requiring qualifications (22 Sep 2021 to 31 May 2025)
Fouzia Hafeez
IRN FXH00080
- (123)[FCA CF] Significant management (2 Nov 2021 to 11 Aug 2022)
Fraser Jeremy Austin Clark
IRN FJC01014
- (30)CF1 Director (18 Nov 2003 to 31 May 2006)
Gail Tracey Bailey
IRN GXB00257
- (42)[FCA CF] Functions requiring qualifications (25 Nov 2020 to 29 Feb 2024)
- (43)[FCA CF] Significant management (25 Nov 2020 to 29 Feb 2024)
- (41)[FCA CF] Manager of certification employee (11 Nov 2020 to 29 Feb 2024)
Gary Hartland
IRN GXH00185
- (35)[FCA CF] Functions requiring qualifications (15 Jan 2021 to 31 May 2025)
Gavin Mark James Padbury
IRN GMP01104
- (113)SMF3 Executive Director (9 May 2024 to 31 Dec 2024)
Gordon David Thomson
IRN GDT01009
- (98)CF1 Director (22 Mar 2016 to 6 Jul 2018)
Gordon Mark Hurst
IRN GMH01069
- (110)CF1 Director (21 Jul 2011 to 27 Feb 2015)
Graham Ian Shipp
IRN GXS00283
- (87)[FCA CF] Functions requiring qualifications (15 Jan 2021 to 2 Sep 2025)
Graham Paul Smith
IRN GPS01120
- (24)CF28 Systems and controls (26 Aug 2011 to 11 Oct 2013)

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.