Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Valu-Trac Investment Management Limited
FRN 145168
- [FCA CF] CASS oversight function (since 1 May 2025)
- [FCA CF] Significant management (since 26 Jul 2024)
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- (42)[FCA CF] Functions requiring qualifications (25 Nov 2020 to 29 Feb 2024)
- (43)[FCA CF] Significant management (25 Nov 2020 to 29 Feb 2024)
- (41)[FCA CF] Manager of certification employee (11 Nov 2020 to 29 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (41)[FCA CF] Manager of certification employee at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (42)[FCA CF] Functions requiring qualifications at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED
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controlled function added: (43)[FCA CF] Significant management at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED