Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] CASS oversight function (since 1 May 2025)
    • [FCA CF] Significant management (since 26 Jul 2024)
  • WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)

    FRN 121795

    • (42)[FCA CF] Functions requiring qualifications (25 Nov 2020 to 29 Feb 2024)
    • (43)[FCA CF] Significant management (25 Nov 2020 to 29 Feb 2024)
    • (41)[FCA CF] Manager of certification employee (11 Nov 2020 to 29 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (41)[FCA CF] Manager of certification employee at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  2. controlled function added: (42)[FCA CF] Functions requiring qualifications at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  3. controlled function added: (43)[FCA CF] Significant management at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED