Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 16. Safeguarding and administering investments or holding client money
    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 26 May 2023)
  • Link Fund Solutions Limited (no longer approved here)

    FRN 119197

    • [FCA CF] Material risk taker (10 Dec 2020 to 26 Jul 2021)
    • [FCA CF] Significant management (10 Dec 2020 to 26 Jul 2021)
  • WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)

    FRN 121795

    • (80)[FCA CF] Significant management (10 Dec 2020 to 26 Jul 2021)
  • Waystone Financial Investments Limited (no longer approved here)

    FRN 169586

    • [FCA CF] Material risk taker (10 Dec 2020 to 26 Jul 2021)
    • [FCA CF] Significant management (10 Dec 2020 to 26 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (80)[FCA CF] Significant management at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED