Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Bank Pictet & Cie (Europe) AG
FRN 989443
- 16. Safeguarding and administering investments or holding client money
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 26 May 2023)
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- [FCA CF] Material risk taker (10 Dec 2020 to 26 Jul 2021)
- [FCA CF] Significant management (10 Dec 2020 to 26 Jul 2021)
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- (80)[FCA CF] Significant management (10 Dec 2020 to 26 Jul 2021)
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- [FCA CF] Material risk taker (10 Dec 2020 to 26 Jul 2021)
- [FCA CF] Significant management (10 Dec 2020 to 26 Jul 2021)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (80)[FCA CF] Significant management at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED