David Retberg

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Waystone Management (UK) Limited
FRN 429093
- [FCA CF] Material risk taker (since 9 Oct 2023)
- [FCA CF] Significant management (since 9 Oct 2023)
Waystone Financial Investments Limited
FRN 169586
- [FCA CF] Material risk taker (since 6 May 2020)
- [FCA CF] Significant management (since 6 May 2020)
Link Fund Solutions Limited (no longer approved here)
FRN 119197
- [FCA CF] Significant management (6 May 2020 to 9 Oct 2023)
- [FCA CF] Material risk taker (6 May 2020 to 9 Oct 2023)
WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)
FRN 121795
- (78)[FCA CF] Significant management (6 May 2020 to 2 Sep 2025)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (78)[FCA CF] Significant management at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.